Tar-Elenion
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Originally posted by Greenwood
Tar-Elenion
<snip>
UT does not correct an error in Appendix A. None of these kings were real people. (Or do you believe they were?) Reading the CT's note in UT makes it obvious what is involved here. An inconsistency in the Appendix was pointed out to JRRT by a reader. In a letter he suggested several possibilities for the origin of the inconsistency. JRRT clearly never felt it rose to the level of being important because he made no effort to resolve or elimnate the inconsistency in the second edition. In The Simarillion CT attempted to resolve the inconsistency by changing his father's manuscript before publication. He later decided that his change was not the best way to resolve the inconsistency and was now, in UT, offering yet another alternative to resolve the inconsistency. All of this demonstrates twwo things. One, the dangers of secondary sources and trying to rely on them -- now neither The Silamrillion not UT agree with LOTR. Two, CT admits to changing his fathers words when he sees fit (he did it in The Sil). Once again a demonstration of why I have said secondary sources are different than the primary source.
Originally posted by aragil
Just taking a few moments here to try to address UT, and bring possibilities into the larger context of the thread:
In Morgoth's ring, Tolkien says, regarding Saruman:
"Finally, there is a cogent point though horrible to relate. It became clear in time that undoubted Men could under the domination of Morgoth or his agents in a few generations be reduced almost to the Orc-level of mind and habits; and then they would or could be made to mate with Orcs, producing new breeds, often larger and more cunning. There is no doubt that long afterwards, in the Third Age, Saruman rediscovered this, or learned of it in lore, and in his lust for mastery committed this, his wickedest deed: interbreeding of Orcs and Men, producing both Men-orcs large and cunning, and Orc-men treacherous and vile..."
I read from this passage that Saruman created two reasonably distinct offspring from his breeding program, men-orcs and orc-men. I would say that orc-men were mostly mannish, and they were probably useful as spies since they could blend in with men (think Bree and the scouring of the Shire). The other variety would be men-orcs, probably mostly orcish, who would be more disciplined than regular orcs, and would be sun-tolerant (if that did not already exist).
Now, regarding the often-quoted passage from UT:
"In its van were some Dunlending horsemen and a great pack of the dreadful Orcish wolfriders, feared by horses. Behind them came two battalions of the fierce Uruks... The garrison of the east bank, surprised by the sudden assault of the massed Uruks was swept away... they were driven from the Fords... with the Uruks in pursuit".
"As soon as the enemy had gained possession of the eastern end of the Fords there appeard a company of men or orc-men (evidently dispatched for the purpose), ferocious, mail-clad, and armed with axes... Theodred fell, hewn down by a great orc-man."
Notice that the distinction here is the uruks and orc-men. Man-orcs are not mentioned, but uruks are. If man-orcs were bred from uruks (what other variety of orc would Saruman use, the whimpy kind?), it would (in my opinion) be fair to refer to them as uruks. If Tolkien distinguished between orc-men and men-orcs in Morgoth's ring, it would be fair to do so now. I believe this is exactly what he is doing here- the uruks are the 'men-orcs', and the orc-men are, well, the orc-men.
Are there passages in the LotR proper where uruks are equated with man-orcs? Yes- in Helm's Deep. Two passages follow:
"But these creatures of Isengard, these half-orcs and goblin-men that the foul craft of Saruman has bred, they will not quail at the sun."
and
"The Orcs yelled and jeered. 'Come down! Come down!' they cried. 'If you wish to speak to us, come down! Bring out your king! We are the fighting Uruk-hai. We will fetch him from his hole, if he does not come down. Bring out your skulking king!'
" 'The king stays or comes at his own will,' said Aragorn.
" 'Then what are you doing here?' they answered. 'Why do you look out? Do you wish to see the greatness of our army? We are the fighting Uruk-hai.'
" 'I looked out to see the dawn,' said Aragorn.
" 'What of the dawn?' they jeered. 'We are the Uruk-hai: we do not stop the fight for night or day, for fair weather or for storm. .... "
Both of these passages are in reference to (or spoken by) the troops of Saruman. In one case we have a character in the story refering to Saruman's troops as half-breeds who can withstand the light of day, and in context it seems to be the peculiar property of half-breed orcs that they can withstand sunlight. It could be argued that Gamling is wrong -the creatures of Saruman aren't half breeds but Uruks who could ordinarily withstand sunlight. I would object by noting that Aragorn is right there. Aragorn definitely knows all about Uruks- he fought in Southern Gondor in his youth, he claims to know more about orc-kind than any man in Middle-Earth, and he recently fought Uruks in Moria (Gandalf gave the positive ID). The only way that Gamling would be wrong is if Tolkien were intentionally trying to mislead the reader by having Gamling speak out of ignorance, and then choosing to have Aragorn remain silent.
Now, turning to the statements of the orcs, they say that both they are the Uruk-hai, and that they do not quail in the sunlight. There is no direct statement made here that they are orc-men or men-orcs. However, we can refer back to Gamling's statement. If 'normal' uruks could withstand the light of day, then Gamling would hardly need to narrate the fact that these orcs could withstand the light of day. Uruks were first seen in TA 2475, Rohan was established by Eorl in TA 2510. The whole history of Rohan occurs within the time that Uruks had been attacking Gondor. It would not only be reasonable to assume that Gamling was aware of Uruks, it would be unreasonable to assume that Gamling did not know of Uruks. By this line of logic I will now contend that the Uruk-hai are the same creatures that Gamling (and Treebeard, Aragorn, and Tolkien in Morgoth's ring) refers to as half-orcs.
From Gamling's quote we can infer that uruks probably were affected by the sun. So either the orcs were idly boasting and were about to cower in the sun, or else they were saying that they would not cower in the sun, and hence were Saruman's half-orcs. Of course they also say that they are the Uruk-hai, which can be interpreted as either meaning that they are uruks with the special distinctions of being half-orcs and sun-tolerant, or else it could mean that Uruk-hai is a term quite separate from Uruk, and refers to the traits of being both half-orc and sun tolerant.
That you have a problem with 'secondary sources' is your concern. The 'secondary' sources can complement and clarify the 'primary', giving a vastly greater knowledge of what the intent of the author was. Your whole problem with the secondary sources seems to be that when they do not agree with your personal interpretation of something, you simply dismiss them. While this tactic is sometimes used in the field of Tolkien debate and discussion, it is not good scholarship. If a passage directly contradicts something in the 'canon' (LotR, RGEO, and arguably 'A Guide to Names', with secondary status given to the Hobbit and AoTB (since the context they were written and presented in needs to be taken into consideration), then it can likely be dissmissed (although not always), I could give some examples, and if you want to start another thread on the subject I _might_. However when it does not contradict LotR etc it should be carefully considered and used, particularly with the late works such as the 'Fords of Isen', which was actually written after the 2nd edition of LotR. Your dismissal of various texts simply because they do not agree with your personal position is irrelevant. Your attempts to 'frame' a debate in such a manner that your position can not be countered, is taking the easy way out.
Originally posted by Greenwood
Let me first thank you for adopting the style of posting used by nearly everyone else on the forum. It is much easier to read and follow. I must leave shortly for other commitments so I cannot spend a long time on this post so I will try to be brief.
You say above that my "whole problem" with secondary sources is that if they do not agree with my "personal interpretation" I "simply dismiss them". I will state out again, I pointed out the limitations of secondary sources on other threads before this current discussion started and I believe I have been consistent in arguing within the stated limits.
As to the characterization (given extra emphasis by you) that I am defending my "personal interpretation", this is of course true. But, so are you. The difference is that I am basing my "personal interpretation" on words that can be proven to be JRR Tolkien's. You are basing your interpretation on words that you cannot demonstrate are any more than Christopher Tolkien's interpretation of his father's words. The words you base your interpretation on, in fact may not be even an interpretation of JRRT's words, but may in fact be CT's alone or CT may have based his interpretation on someone elses interpretation. (This was your own suggestion which you now say was not a serious one, but you give no reason why it should not be given serious consideration.)
In regard to secondary sources, you further state that this "tactic is sometimes used in the field of Tolkien debate and discussion, it is not good scholarship". First, I object to the characterization of the limits of secondary sources as merely being a "tactic". Second, from your statement "is sometimes used in the field of Tolkien debate and discussion" I am not alone in pointing out the limitations of Tolkien's posthumously published works.
Might it be that you dismiss these limitations because they cause you problems in defending your interpretations? First, let me discuss your statement: "However when it does not contradict LotR etc it should be carefully considered and used,". I am not entirely sure what your "etc" is referring to, but this statement is exactly what I have been saying in refard to secondary sources all along. When they do not contradict the primary source (LOTR), they can be "considered and used". The emphasis here should be on "considered" when there is no contradiction. They can be considered, but they are not definitive. Since they are not definitive, they cannot be used to contradict the primary source.
Finally, let us move on to your "good scholarship" comment, especially in your reference to the example you gave from Appendix A. <big snip of discourse>
Apparently JRRT was changing his mind about things. All of the above highlights the limitations I (and apparently others) have pointed to in regard to using Tolkien's posthumously published work, i.e. Tolkien's style of extensive emendation, the difficulty of reading it, the fact that the final published version is another person's interpretation (not JRRT's), the fact that there may be missing texts and of course the fact that JRRT is free to change is mind. All of these facts place limitations on the use of Tolkien's posthumously published work. When I point oit these limitations and refuse to allow them to be used to refute JRRT's own words in LOTR, you accuse me of not using "good scholarship". I would say the reverse is the case.
In the case of rebel Uruk-hai, the report might also have the right number (a pack), but still be equally wrong in the qualitative description (Uruks of Cirith Ungol vs. Uruk-hai of Isengard). Imagine how galling it would be for one of the Nazgul (resident of M. Morgul) to say:
'Be on the look-out for troops of mine that I sent up to C. Ungol, who later annhilated the garrison there and aided in the escape of two spies. Be aware, my orcs should be considered heavily armed and dangerous, as I tended to give them better equipment than those of C. Ungol in the event that the two should fight.
It would be easier for the Mordor forces to assume that the attack was another one staged by Saruman in order to try and capture more Hobbits. Look at the similarities with the episode at the Emyn Muil- Hobbits captured, orcs of Mordor killed, no Hobbits brought to Barad-dur. In the case of the Emyn Muil Grishnakh was able to make it back to a Nazgul, report that the Uruk-hai (as they proudly called themselves) were making there way back to Isengard with orders to deliver halflings to Saruman. Grishnakh was awarded 2 score of orcs, which he led back to Ugluk's troop just in time to get them all killed. Meanwhile, the Nazgul was free to report back to Mordor about the rebellion of the Uruk-hai, which then would have been the talk of the land.
How did Shagrat fare in his report? The little tracker orc confirms that he was removed from his post, and earlier Snaga had made some dicouraging remarks to Shagrat about what he could expect upon delivery of his report. Could Shagrat have tried to lie to make his position look better? Sure- 'We were attacked by more of those damned rebel Uruk-hai, just like Grishnakh's lads up at the Emyn Muil', instead of 'I was unable to impress upon the Morgul orcs that we should follow orders, and subsequently lost my entire command due to infighting'. Given the infinite realm of possibility here, I think that it is equally likely that 'rebel' refers to the troops of Isengard who were in open rebellion against Mordor, instead of the troops of Morgul who were disobeying orders, but by no means were marching against Cirith Ungol.
Originally posted by Tar-Elenion
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Cian posted earlier:
Leave them at the door or not, the linguistic "opinions" from David and others regarding BS -hai (that I posted in the other thread) ... well let's just say that from my experience in reading David, Helge, Lisa Star, Carl Hostetter, are very familiar with Tolkiens world too
--------------------
Cian,
Do you know of any comments by Carl Hostetter on '-hai', and 'Uruks' as the 'anglicized' form of 'Uruk-hai'. It could be enlightening due to his access to the manuscripts.
Originally posted by aragil
Why I still think that -hai might mean 'man':
(Specifically responding to Tar Elenion post http://thetolkien.forum/showthread.php?s=&postid=42958#post42958, which was in response to my own post http://thetolkien.forum/showthread.php?s=&postid=42725#post42725.)
Usage 1: Uruk-hai
The essence of my argument here is that we have definitive evidence that Saruman mixed men with orcs- from Tolkien himself, Merry, Aragorn, Gamling, and Treebeard. We have fairly definitive evidence that these half-breeds were the only orcs that felt comfortable in the sunlight. We also have orcs claiming to be Uruk-hai, and also claiming to be immune to sunlight. To me this means that the half-orcs that could withstand the sunlight were also the Uruk-hai, hence the translation of Uruk-hai as 'orc-men'. The fact that uruks were distinguished from 'orc-men' in the Isen chapter in UT does not bother me at all, since Tolkien himself distinguishes between 'orc-men' and 'men-orcs' in Morgoth's Ring. Anything more man-like (goblin-men, men with goblin faces) would be an orc-man, while anything more orcish would be a man-orc. I could also point out that while Tolkien clearly refers to 'men-orcs' in Morgoth's ring, he never seems to refer to them in the rest of the narrative- there are 'uruks' at the fords of Isen, and battalions of orcs at the battle of Helm's Deep. Why would Saruman go through the trouble of breeding men-orcs, and then consistently use plain orcs in his major battles? Well, why didn't Superman ever ask a smart journalistic-type like Clark Kent for help?
Usage 2: Olog-hai
First off, I don't think that 'Olog-hai' is translated as 'troll-race'. If this were the case, then stone trolls, cave trolls, and hill trolls would all be equally 'Olog-hai'.
What we do know about the Olog-hai is that they are tolerant of the sun. The only other instance of one of the dark races becoming tolerant of sun is from the crossing of orcs and men, producing sun-tolerant orcs. I believe that the same could be true of trolls. Otherwise you are combining different varieties of trolls, all sun-intolerant, and as a result of the mixing you somehow acquire sun tolerance. I don't see how this would work, hence the necessity of bringing in other genetic material. The same worked with orcs and men, why not trolls and men. The trolls don't need to 'breed' with the men, just somehow acquire human genetic material (TA gene-splicing?).
3a). Your example 4 should actually read 'Wild Men' not Wild-men(see my quote from LotR below or UT)Usage 3: Oghor-hai
My point in this passage was not to say that the Druedain were actually related to orcs, but rather to look at their relationship with the orcs in order to infer what orcs might mean in labelling the Druedain as 'Oghor-hai'. I think that it is instructive here to look at all the names of the Druedain:
1: Drughu- self applied
2: Druedain- Sindarin, literally 'Dru-men'
3: Wose- modernization of old-English wasa, meaning 'Wild Man'
4: Wild-men- by the Rohirrim
5: Pukel-men- by the Rohirrim, from Anglo-Saxon meaning 'goblin/demon-men'
6: Oghor-hai- by the orcs, meaning unknown
In looking at the six examples above, the only way that #6 would be in agreement with #2-#5 (labels given to the Druedain by other peoples) would be if 'hai' meant 'men'. This might be an even stronger argument for 'hai' meaning 'men' than usage #1, but given the evidence as a whole for usages 1-3 (as opposed to coming up with different explanations in each case), I think that the evidence strongly supports the translation of 'hai' as 'men'.
Originally posted by Grond
Grond is back after reading the entirety of TT again and reading the Uruk-hai chapter a whopping four times. I have much more posting to do and will start later tomorrow. I also have come up with Richard's (Grond's) definition of -hai. It happens to mean "greater". I base this upon the repeated referral of Saruman's uruks as "greater orcs" in both the UT and the HoMe and, yes Greenwood, in the original text of the chapter Uruk-hai. Ironically this ties in with Cian's latest post where he finds it defined as "superior" by Hostetter. How this ties in to the Greater Uruks of Saruman and the Uruks (maybe greater) of Saruon.....well, you people will just have to wait.
I think the point here is that there are two alternative interpretations (if there were not there would be no debate). Nothing can be mutually resolved either way. One goes to the 'secondary' sources to clarify. For example one person can say Saruman's Uruk-hai are not Uruks. Another says they are and points to Appendix F.
There is one reference to 'Uruk-hai ' by Mordor Orcs that indicates that Sauron's Uruks are Uruk-hai as well and thus the terms are interchangible.
" ..... First they say it's a great Elf in bright armour, then it's a sort of small dwarf-man, then it must be a pack of rebel Uruk-hai; or maybe it's all the lot together."
"'Ar!' said the tracker. .They have lost their heads, that's what it is. ......."
From The Tower of Cirith Ungol chapter in Return of the King we have the following passages:
".... An orc-voice rose in anger, and he [Sam] knew it again at once, harsh, brutal, cold. It was Shagrat speaking, Captain of the Tower.
" 'You won't go again, you say? Curse you, Snaga, you little maggot! If you think I'm so damaged that it's safe to flout me, you're mistaken. ......'
" 'They won't come, not before you're dead anyway,' answered Snaga surily. 'I've told you twice that Gorbag's swine got to the gate first, .....' "
Two paragraphs later: " 'I'm not going down those stairs again,' growled Snaga, be you captain or no. ......' "
On the next page: "As far as Sam could see, Shagrat hunted Snaga round the roof, until ducking and eluding him the smaller orc with a yelp darted back into the tower and disappeared. ...."
A couple of pages further on: " 'All right,' growled Snaga. 'But I'll come and have a look at you all the same, and see what you're up to.' "
In the Two Towers, Chapter Uruk-hai, Ugluk says, "...You seem to know a lot. More than is good for you I guess. Perhaps those in Lugburz might wonder how, and why. But in the meantime, the Uruk-hai of Isengard can do the dirty work, as usual..." Now you have the Isengarders referring to themselves as Uruk-hai of Isengard. Of course, I'm sure that they were just announcing themselves as the exclusive Uruk-hai who are exclusively from Isengard. But, could they not mean a group of great orcs from Isengard as opposed to a group of great orcs from Cirith Ungol? Who's to say. Greenwood?? Your thoughts on this passage.
Originally posted by Greenwood
Tar-Elenion
The point is not that there are two alternative interpretations. The point is that the alternative interpretation that causes all the problems is from a secondary source. Evidently the first person to publicly state that uruks is an Anglicization of Uruk-hai and hence interchangeable, was Foster in his Tolkien compendium. (I am accepting your word for that Foster says this since I do not have Foster's book.) Where did this come from? We do not know. You theorize Foster got it from Tolkien's manuscripts, but you do not seem to know. Have you seen these manuscripts? You merely surmise that it must be in a Tolkien manuscript because Christopher Tolkien uses the same definition in Unfinished Tales.
<snip>
CT says he found Foster's work useful. Useful how? As a paper weight? If CT found Foster useful, it must mean he used it for something. How do you know it wasn't the "Anglicization" definition. It certainly isn't in LOTR. Where did it come from? CT does not say where it came from. I do not know where CT got it from. Neither do you. CT admits to using Foster, which has the "Anglicization" definition. The possibility exists CT got it from Foster. For you to summarily dismiss the possibility because you don't think so, I would not classify as bad scholarship. "Experts" follow each other all the time. To ignore the possibility when one author has already stated his familiarity with an earlier authors work I would classify as a lack of critical scholarship. You say that there is no conflict between the Fords of Isen manuscript where Saruman's elite orc troops are called Uruks and LOTR where these same troops are always called Uruk-hai. But the only reason you can make this argument is because of the Anglicization definition in UT. Without that definition there would be a conflict. How do you know CT didn't use Foster's definition so that the conflict could be avoided?
In his notes on The Line of Elros, CT admits to changing his father's manuscript in The Silmarillion to remove a descrepancy.
You counter with statements that "CT has been very forthright in what he changed, how it was changed and why it was changed in HoME." This is true, but we are not talking about HoME. We are talking about Unfinished Tales. Does the subject of uruks being an Anglicization of Uruk-hai come up anywhere in HoME? So far no one has produced any such citation.
You accuse me of wanting to ignore Unfinished Tales because it goes against my interpretation, yet when I cite quotations from CT about the difficulties he had in working with his father's manuscripts, when I cite CT's own words that he had to use his own judgement to make the most coherent version, when I cite CT's own words that he at times changed his father's manuscript in an effort to resolve inconsistencies, your response is that this is all irrelevant. Who is doing the ignoring here?
Your comparison to the question of Gandalf's nature is specious. LOTR leaves the question of the nature of the Istari unaddressed. LOTR does not say Gandalf is a Maia, but LOTR does not say he isn't either. If LOTR said the latter then you would indeed have a problem. Of course, you can look to the posthumously published material for clues. There is nothing in LOTR to contradict.
Tar-Elenion:
"I have always thought that 'Uruks' was an 'anglicization' of Uruk-hai. I have never thought that that the Black Speech plural of 'Uruk' would be 'Uruks'.
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